Filing Guide for Rates and Forms

The Filing Guide for Rates and Forms (Filing Guide) can assist state filing personnel with the necessary information needed when submitting filings such as adoption of rates, rules, and forms as well as loss cost multipliers. This manual contains much of the state-specific filing requirements, particularly for filers familiar with the System for Rate and Form Filing (SERFF).

Since many of the states have mandated the use of SERFF for all filings, while accepting paper filings less often, this manual will assist them with the latest SERFF filing requirements when used in conjunction with the a state's SERFF General Instructions.

The online format allows you to:

  • Download state-specific filing forms
  • Download NAIC filing forms
  • Search for information using hyperlinks to Department of Insurance websites
  • Send email to department personnel using hyperlinks where available
  • View summarized filing fees and filing modes for all states to which you subscribe in the State Reference Table
  • Produce a PDF printout of a particular state's guide
  • Review company action responses to filings
  • Ascertain information on the use of SERFF via the NAIC hyperlink
  • Actuarial Consulting
  • Agents/Brokers
  • Carriers
  • Data Reporters
  • Independent Bureaus
  • Regulators/Legislators
Media Available
  • Mobile-Friendly
  • Online
  • PDF
  Description Affiliate Price Non-Affiliate Price
  All States Guide
  Online $413 per user, per year $413 per user, per year
  Single State Guide
  Online $42 per user, per year $42 per user, per year
  Taxes—Applicable state taxes will be added to each order

Affiliate Pricing—A company that has signed an NCCI Affiliation Agreement for states in which NCCI is the licensed rating and/or statistical organization and where the Affiliate is writing or licensed to write workers compensation insurance.

Non-Affiliate Pricing—A customer of NCCI that is not licensed and/or writing workers compensation in a state where NCCI is the licensed rating and/or statistical organization.

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